Offerings // PROVIDENT FINANCIAL HOLDINGS INC

PROV offering history

Every offering-related filing in PROVIDENT FINANCIAL HOLDINGS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,005 filings back to Dec 17, 2002.

Last executed offering

Dec 10, 2009

424B1 — priced deal (shares or notes)

Last registration (announced)

Dec 10, 2009

S-1MEF — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 10, 2009	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Dec 10, 2009	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Dec 9, 2009	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 9, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 30, 2009	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 20, 2009	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 13, 2009	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 9, 2009	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

PROV offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full PROV workspace →

PROV offering FAQ

When did PROV last execute an offering?

Per SEC filings, PROVIDENT FINANCIAL HOLDINGS INC's most recent priced offering document is a 424B1 filed 2009-12-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PROV last announce or register an offering?

The most recent registration is a S-1MEF filed 2009-12-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.