Offerings // PIONEER POWER SOLUTIONS, INC.

PPSI offering history

Every offering-related filing in PIONEER POWER SOLUTIONS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 496 filings back to Nov 14, 2008.

Last executed offering

Dec 13, 2021

424B5 — priced deal (shares or notes)

Last registration (announced)

Aug 30, 2023

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 8, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 30, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 13, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 27, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 20, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 25, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 21, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 19, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 3, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 9, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 2, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 18, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 20, 2013	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Sep 18, 2013	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Sep 18, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 10, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 10, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 1, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 23, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 26, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 25, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 22, 2011	RW →	WITHDRAWN	Registration withdrawn
Jun 21, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 9, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 6, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 1, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 9, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 4, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 3, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 20, 2011	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 7, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 7, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 4, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 20, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 20, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 15, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 2, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 10, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 25, 2010	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 7, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

PPSI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full PPSI workspace →

PPSI offering FAQ

When did PPSI last execute an offering?

Per SEC filings, PIONEER POWER SOLUTIONS, INC.'s most recent priced offering document is a 424B5 filed 2021-12-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PPSI last announce or register an offering?

The most recent registration is a S-3 filed 2023-08-30. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.