PFIS offering history
Every offering-related filing in PEOPLES FINANCIAL SERVICES CORP.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,002 filings back to Feb 23, 2011.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 1, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 1, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 7, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 5, 2025 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Apr 21, 2025 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Jan 24, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jan 24, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 10, 2013 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 10, 2013 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
PFIS offering FAQ
When did PFIS last execute an offering?
No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 1002 filings EDGAR returns for PEOPLES FINANCIAL SERVICES CORP., reviewed back to 2011-02-23.
When did PFIS last announce or register an offering?
The most recent registration is a S-3/A filed 2025-05-05. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.