Offerings // PEOPLES BANCORP OF NORTH CAROLINA INC

PEBK offering history

Every offering-related filing in PEOPLES BANCORP OF NORTH CAROLINA INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,009 filings back to Jun 19, 2006.

Last executed offering

Jun 28, 2012

424B1 — priced deal (shares or notes)

Last registration (announced)

Jun 25, 2012

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 28, 2012	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 25, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 25, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 21, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 13, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 11, 2012	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 29, 2008	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

PEBK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full PEBK workspace →

PEBK offering FAQ

When did PEBK last execute an offering?

Per SEC filings, PEOPLES BANCORP OF NORTH CAROLINA INC's most recent priced offering document is a 424B1 filed 2012-06-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PEBK last announce or register an offering?

The most recent registration is a S-1/A filed 2012-06-25. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.