Offerings // Pangaea Logistics Solutions Ltd.

PANL offering history

Every offering-related filing in Pangaea Logistics Solutions Ltd.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 626 filings back to May 1, 2014.

Last executed offering

Sep 24, 2024

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 22, 2025

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jan 30, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 22, 2025	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 16, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 24, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 26, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 21, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 14, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 2, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 11, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 11, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 13, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 8, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 9, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 17, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 30, 2015	AW →	WITHDRAWN	Registration withdrawn
Sep 16, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 22, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 2, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 11, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 4, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 8, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 2, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 13, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 12, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

PANL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full PANL workspace →

PANL offering FAQ

When did PANL last execute an offering?

Per SEC filings, Pangaea Logistics Solutions Ltd.'s most recent priced offering document is a 8-K filed 2024-09-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did PANL last announce or register an offering?

The most recent registration is a S-3/A filed 2025-01-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.