Offerings // Optex Systems Holdings Inc

OPXS offering history

Every offering-related filing in Optex Systems Holdings Inc’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 460 filings back to May 24, 2007.

Last executed offering

Apr 3, 2009

8-K — priced deal (shares or notes)

Last registration (announced)

Jul 25, 2017

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 20, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 9, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 14, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 14, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 10, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 4, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 25, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 6, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 6, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 23, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 23, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 7, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 7, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 17, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 17, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 10, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 7, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 24, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 23, 2016	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Aug 22, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 22, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 17, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 16, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 12, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 2, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 2, 2016	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jul 22, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Feb 12, 2016	RW →	WITHDRAWN	Registration withdrawn
Oct 26, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 16, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Oct 15, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 9, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 23, 2015	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 15, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 10, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 10, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 19, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 19, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 6, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 30, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

OPXS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full OPXS workspace →

OPXS offering FAQ

When did OPXS last execute an offering?

Per SEC filings, Optex Systems Holdings Inc's most recent priced offering document is a 8-K filed 2009-04-03. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did OPXS last announce or register an offering?

The most recent registration is a S-1 filed 2017-07-25. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.