OCS offering history
Every offering-related filing in Oculis Holding AG’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 135 filings back to Nov 7, 2022.
| Date | Filing | What it means | |
|---|---|---|---|
| Mar 4, 2026 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 8, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 1, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 10, 2025 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Oct 31, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Oct 31, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 14, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 6, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 6, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 27, 2024 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| May 8, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 11, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 3, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 3, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 2, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 1, 2024 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Feb 28, 2024 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 15, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 30, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 8, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 13, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 7, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jun 2, 2023 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| May 31, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 30, 2023 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| May 24, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 1, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| May 1, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 20, 2023 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Apr 3, 2023 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Feb 3, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 3, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
OCS offering FAQ
When did OCS last execute an offering?
Per SEC filings, Oculis Holding AG's most recent priced offering document is a 424B5 filed 2025-10-31. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did OCS last announce or register an offering?
The most recent registration is a F-3ASR filed 2026-03-04. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.