Offerings // NATURAL HEALTH TRENDS CORP

NHTC offering history

Every offering-related filing in NATURAL HEALTH TRENDS CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 946 filings back to May 15, 1996.

Last executed offering

Feb 10, 2023

8-K — priced deal (shares or notes)

Last registration (announced)

Nov 22, 2013

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Feb 10, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 13, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 17, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 16, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 6, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 5, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 22, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 18, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 17, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 14, 2008	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 6, 2008	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 28, 2007	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 16, 2007	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 22, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 27, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 27, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 24, 2007	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 3, 2007	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 29, 2007	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 9, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 16, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 16, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 1, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 3, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 26, 2005	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 13, 2005	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 12, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 10, 2000	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 1, 1999	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 20, 1999	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 22, 1999	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 11, 1999	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

NHTC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full NHTC workspace →

NHTC offering FAQ

When did NHTC last execute an offering?

Per SEC filings, NATURAL HEALTH TRENDS CORP's most recent priced offering document is a 8-K filed 2023-02-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did NHTC last announce or register an offering?

The most recent registration is a S-1 filed 2013-11-22. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.