NDAQ offering history
Every offering-related filing in NASDAQ, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to Mar 1, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Jul 30, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jul 29, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 26, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jul 26, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 3, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Apr 30, 2024 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Mar 21, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Mar 19, 2024 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Mar 19, 2024 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Nov 3, 2023 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 26, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 26, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 23, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 22, 2023 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jun 20, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 20, 2023 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 12, 2023 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 4, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 2, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 2, 2022 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Jul 29, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 27, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 27, 2021 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 30, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Dec 9, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 7, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 7, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 27, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 23, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 23, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 12, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 10, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Feb 10, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Mar 27, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 25, 2019 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 25, 2019 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Apr 27, 2018 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Sep 21, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 19, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Sep 19, 2017 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
NDAQ offering FAQ
When did NDAQ last execute an offering?
Per SEC filings, NASDAQ, INC.'s most recent priced offering document is a 8-K filed 2023-11-03. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did NDAQ last announce or register an offering?
The most recent registration is a S-3ASR filed 2024-04-30. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.