MKTX offering history
Every offering-related filing in MARKETAXESS HOLDINGS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Dec 2, 2011.
| Date | Filing | What it means | |
|---|---|---|---|
| Feb 23, 2012 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 23, 2012 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Feb 22, 2012 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 21, 2012 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Feb 21, 2012 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
MKTX offering FAQ
When did MKTX last execute an offering?
Per SEC filings, MARKETAXESS HOLDINGS INC's most recent priced offering document is a 424B4 filed 2012-02-23. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did MKTX last announce or register an offering?
The most recent registration is a S-3ASR filed 2012-02-21. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.