Offerings // LINDBLAD EXPEDITIONS HOLDINGS, INC.

LIND offering history

Every offering-related filing in LINDBLAD EXPEDITIONS HOLDINGS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,001 filings back to May 21, 2014.

Last executed offering

Aug 31, 2020

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 1, 2024

S-1 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 9, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 9, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 1, 2024	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 21, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 6, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 6, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 5, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 22, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 31, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 27, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 10, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 5, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 1, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 25, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 9, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 9, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 17, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 16, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 28, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 10, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 20, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 19, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 24, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 21, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

LIND offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full LIND workspace →

LIND offering FAQ

When did LIND last execute an offering?

Per SEC filings, LINDBLAD EXPEDITIONS HOLDINGS, INC.'s most recent priced offering document is a 8-K filed 2020-08-31. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did LIND last announce or register an offering?

The most recent registration is a S-1 filed 2024-08-01. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.