LI offering history
Every offering-related filing in Li Auto Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 361 filings back to Dec 6, 2019.
| Date | Filing | What it means | |
|---|---|---|---|
| Jun 28, 2022 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 6, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Aug 2, 2021 | F-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Aug 2, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 4, 2020 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Dec 3, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 2, 2020 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Jul 30, 2020 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Jul 29, 2020 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jul 29, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 29, 2020 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jul 27, 2020 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jul 24, 2020 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Jul 10, 2020 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
LI offering FAQ
When did LI last execute an offering?
Per SEC filings, Li Auto Inc.'s most recent priced offering document is a 424B5 filed 2022-06-28. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did LI last announce or register an offering?
The most recent registration is a F-3ASR filed 2021-08-02. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.