KOD offering history
Every offering-related filing in Kodiak Sciences Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 412 filings back to Jul 28, 2009.
| Date | Filing | What it means | |
|---|---|---|---|
| Dec 17, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 15, 2025 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jun 2, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 17, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 15, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Mar 31, 2023 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| May 10, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Nov 18, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 16, 2020 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Nov 16, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 4, 2019 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Dec 3, 2019 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 14, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 1, 2019 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Oct 5, 2018 | 424B4 → | EXECUTED | Final prospectus — offering priced (typical for IPOs and marketed share deals) |
| Oct 4, 2018 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Oct 3, 2018 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 1, 2018 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Sep 24, 2018 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Sep 11, 2018 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Sep 7, 2018 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
KOD offering FAQ
When did KOD last execute an offering?
Per SEC filings, Kodiak Sciences Inc.'s most recent priced offering document is a 424B5 filed 2025-12-17. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did KOD last announce or register an offering?
The most recent registration is a S-3 filed 2023-05-15. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.