Offerings // Innovaro, Inc.

INNI offering history

Every offering-related filing in Innovaro, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 743 filings back to Dec 30, 1999.

Last executed offering

Oct 1, 2012

424B5 — priced deal (shares or notes)

Last registration (announced)

Apr 14, 2010

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 30, 2024	RW →	WITHDRAWN	Registration withdrawn
Oct 1, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 22, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 12, 2010	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 9, 2010	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 8, 2010	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Apr 16, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 16, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 14, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 1, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 28, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 6, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 12, 2008	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 16, 2008	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 29, 2008	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 28, 2007	RW →	WITHDRAWN	Registration withdrawn
Dec 27, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 4, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 18, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 23, 2005	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 1, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

INNI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full INNI workspace →

INNI offering FAQ

When did INNI last execute an offering?

Per SEC filings, Innovaro, Inc.'s most recent priced offering document is a 424B5 filed 2012-10-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did INNI last announce or register an offering?

The most recent registration is a S-3/A filed 2010-04-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.