Offerings // Information Services Group Inc.

III offering history

Every offering-related filing in Information Services Group Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 902 filings back to Aug 11, 2006.

Last executed offering

Dec 2, 2016

8-K — priced deal (shares or notes)

Last registration (announced)

Jan 29, 2007

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Dec 2, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 11, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 4, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 13, 2008	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 11, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 27, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 1, 2007	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Feb 1, 2007	RW →	WITHDRAWN	Registration withdrawn
Jan 31, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 29, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 9, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 22, 2006	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 16, 2006	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 2, 2006	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 11, 2006	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

III offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full III workspace →

III offering FAQ

When did III last execute an offering?

Per SEC filings, Information Services Group Inc.'s most recent priced offering document is a 8-K filed 2016-12-02. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did III last announce or register an offering?

The most recent registration is a S-1/A filed 2007-01-29. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.