HTH offering history
Every offering-related filing in Hilltop Holdings Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,011 filings back to Feb 27, 2018.
| Date | Filing | What it means | |
|---|---|---|---|
| May 8, 2020 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| May 8, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 7, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Mar 27, 2020 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
HTH offering FAQ
When did HTH last execute an offering?
Per SEC filings, Hilltop Holdings Inc.'s most recent priced offering document is a 424B5 filed 2020-05-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did HTH last announce or register an offering?
The most recent registration is a S-3ASR filed 2020-03-27. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.