Offerings // Heritage Insurance Holdings, Inc.

HRTG offering history

Every offering-related filing in Heritage Insurance Holdings, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 767 filings back to Feb 13, 2014.

Last executed offering

Dec 19, 2023

8-K — priced deal (shares or notes)

Last registration (announced)

Apr 26, 2024

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Apr 30, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 26, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 14, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 19, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 18, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 14, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 22, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 19, 2021	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 10, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 17, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 16, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 16, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 12, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 2, 2018	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 2, 2018	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 6, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 1, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 1, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 13, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 16, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 15, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 5, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 27, 2014	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
May 22, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 22, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 16, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 13, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 30, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 21, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

HRTG offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

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HRTG offering FAQ

When did HRTG last execute an offering?

Per SEC filings, Heritage Insurance Holdings, Inc.'s most recent priced offering document is a 8-K filed 2023-12-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HRTG last announce or register an offering?

The most recent registration is a S-3/A filed 2024-04-26. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.