Offerings // HighPeak Energy, Inc.

HPK offering history

Every offering-related filing in HighPeak Energy, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 393 filings back to Nov 27, 2019.

Last executed offering

May 6, 2026

424B5 — priced deal (shares or notes)

Last registration (announced)

Nov 5, 2025

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
May 6, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 5, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 21, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 18, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 27, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 7, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Aug 24, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 8, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 29, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 22, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 3, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 17, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 16, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 8, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 8, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 22, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 20, 2021	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Oct 20, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 19, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 18, 2021	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 16, 2021	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 9, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 2, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 17, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 24, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 18, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 12, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 10, 2020	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 10, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 9, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 22, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 18, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 28, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 27, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 7, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 7, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

HPK offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full HPK workspace →

HPK offering FAQ

When did HPK last execute an offering?

Per SEC filings, HighPeak Energy, Inc.'s most recent priced offering document is a 424B5 filed 2026-05-06. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did HPK last announce or register an offering?

The most recent registration is a S-3 filed 2025-11-05. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.