Offerings // GEOSPACE TECHNOLOGIES CORP

GEOS offering history

Every offering-related filing in GEOSPACE TECHNOLOGIES CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Dec 22, 1997.

Last executed offering
Feb 16, 2012
424B1 — priced deal (shares or notes)
Last registration (announced)
Nov 14, 2011
S-3 — capacity, not a sale
Executed, last 12 months
0
424B pricings + 8-K 3.02 sales
Registered, last 12 months
0
S-1/S-3/F-series registrations
DateFilingWhat it means
Feb 16, 2012424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 14, 2012FWP →MARKETINGFree-writing prospectus — offering being marketed
Feb 13, 2012424B4 →EXECUTEDFinal prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 9, 2011EFFECT →EFFECTIVESEC declared a registration effective — selling can begin
Nov 14, 2011S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Mar 24, 2006424B1 →EXECUTEDProspectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 21, 2006S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Feb 28, 2006S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
Aug 9, 2005424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
Jul 29, 2005424B3 →UPDATEProspectus update — often a resale registration, not necessarily new capital
May 18, 2005S-3/A →REGISTEREDS-3/A registration — capacity to sell shares, not a sale yet
Apr 25, 2005S-3 →REGISTEREDS-3 registration — capacity to sell shares, not a sale yet
GEOS offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full GEOS workspace →
GEOS offering FAQ

When did GEOS last execute an offering?

Per SEC filings, GEOSPACE TECHNOLOGIES CORP's most recent priced offering document is a 424B1 filed 2012-02-16. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did GEOS last announce or register an offering?

The most recent registration is a S-3 filed 2011-11-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.