Offerings // GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

GCV offering history

Every offering-related filing in GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 584 filings back to Feb 28, 1994.

Last executed offering

None found

in filings back to Feb 28, 1994

Last registration (announced)

None found

in filings back to Feb 28, 1994

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Sep 30, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 13, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 13, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 16, 2018	RW →	WITHDRAWN	Registration withdrawn
Jul 28, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 12, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

GCV offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full GCV workspace →

GCV offering FAQ

When did GCV last execute an offering?

No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 584 filings EDGAR returns for GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC, reviewed back to 1994-02-28.

When did GCV last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 1994-02-28.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.