Offerings // FORUM ENERGY TECHNOLOGIES, INC.

FET offering history

Every offering-related filing in FORUM ENERGY TECHNOLOGIES, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to May 18, 2012.

Last executed offering

Jan 8, 2024

8-K — priced deal (shares or notes)

Last registration (announced)

Jun 26, 2024

S-3/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 26, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 26, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 24, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 11, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 27, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 8, 2024	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 3, 2023	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 31, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 30, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 20, 2020	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 24, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 20, 2019	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 9, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 2, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 4, 2017	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Oct 3, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 7, 2016	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Dec 6, 2016	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 23, 2016	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 15, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 14, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 1, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 28, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 8, 2013	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 7, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 20, 2013	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Sep 20, 2013	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell

FET offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full FET workspace →

FET offering FAQ

When did FET last execute an offering?

Per SEC filings, FORUM ENERGY TECHNOLOGIES, INC.'s most recent priced offering document is a 8-K filed 2024-01-08. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did FET last announce or register an offering?

The most recent registration is a S-3/A filed 2024-06-26. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.