Offerings // Empire State Realty Trust, Inc.

ESRT offering history

Every offering-related filing in Empire State Realty Trust, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 758 filings back to Feb 13, 2012.

Last executed offering

Jul 30, 2026

424B2 — priced deal (shares or notes)

Last registration (announced)

Jul 30, 2026

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 30, 2026	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 30, 2026	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 30, 2026	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 31, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 31, 2023	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 31, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jul 31, 2020	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jul 31, 2020	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Jul 31, 2020	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Dec 12, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 9, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 3, 2017	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 3, 2017	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 3, 2017	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Feb 2, 2017	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Aug 23, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 3, 2016	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Feb 27, 2015	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Oct 7, 2014	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Oct 7, 2014	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 26, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 12, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 21, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 3, 2013	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Oct 1, 2013	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Oct 1, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 27, 2013	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Sep 19, 2013	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Sep 6, 2013	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Aug 12, 2013	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Jul 10, 2013	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
May 16, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 12, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 23, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 22, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 21, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 2, 2012	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Jul 3, 2012	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
May 8, 2012	S-11/A →	REGISTERED	S-11/A registration — capacity to sell shares, not a sale yet
Feb 13, 2012	S-11 →	REGISTERED	S-11 registration — capacity to sell shares, not a sale yet

ESRT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ESRT workspace →

ESRT offering FAQ

When did ESRT last execute an offering?

Per SEC filings, Empire State Realty Trust, Inc.'s most recent priced offering document is a 424B2 filed 2026-07-30. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ESRT last announce or register an offering?

The most recent registration is a S-3ASR filed 2026-07-30. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.