Offerings // EUROSEAS LTD.

ESEA offering history

Every offering-related filing in EUROSEAS LTD.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 686 filings back to Sep 12, 2005.

Last executed offering

Mar 29, 2023

424B1 — priced deal (shares or notes)

Last registration (announced)

Dec 29, 2022

F-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 29, 2023	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 29, 2023	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 17, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 29, 2022	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Dec 21, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 7, 2022	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Feb 3, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 29, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 12, 2020	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
May 7, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 4, 2020	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Mar 27, 2020	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Mar 12, 2020	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
May 30, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 30, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 13, 2017	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 20, 2016	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Dec 20, 2016	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 19, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 12, 2016	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Nov 23, 2016	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Dec 2, 2015	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
Sep 10, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 8, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 1, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Aug 31, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 31, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 26, 2015	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Aug 12, 2015	F-1/A →	REGISTERED	F-1/A registration — capacity to sell shares, not a sale yet
Jul 2, 2015	F-1 →	REGISTERED	F-1 registration — capacity to sell shares, not a sale yet
Oct 6, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 1, 2014	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Jul 3, 2014	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Jun 24, 2014	F-3/A →	REGISTERED	F-3/A registration — capacity to sell shares, not a sale yet
Mar 31, 2014	F-3 →	REGISTERED	F-3 registration — capacity to sell shares, not a sale yet
May 30, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 25, 2012	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 25, 2012	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Feb 24, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 17, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

ESEA offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ESEA workspace →

ESEA offering FAQ

When did ESEA last execute an offering?

Per SEC filings, EUROSEAS LTD.'s most recent priced offering document is a 424B1 filed 2023-03-29. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ESEA last announce or register an offering?

The most recent registration is a F-3 filed 2022-12-29. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.