ERII offering history
Every offering-related filing in Energy Recovery, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Mar 8, 2012.
| Date | Filing | What it means | |
|---|---|---|---|
| Sep 12, 2022 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| May 13, 2020 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 27, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 12, 2019 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
ERII offering FAQ
When did ERII last execute an offering?
No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 1000 filings EDGAR returns for Energy Recovery, Inc., reviewed back to 2012-03-08.
When did ERII last announce or register an offering?
The most recent registration is a S-3ASR filed 2022-09-12. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.