Offerings // ELITE PHARMACEUTICALS INC /NV/

ELTP offering history

Every offering-related filing in ELITE PHARMACEUTICALS INC /NV/’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Mar 10, 2005.

Last executed offering

Aug 27, 2020

8-K — priced deal (shares or notes)

Last registration (announced)

Jul 15, 2020

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 27, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 27, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 27, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 15, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 9, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 5, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 5, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 2, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 10, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 2, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 28, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 9, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 9, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 9, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 21, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 15, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 14, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 13, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 27, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 8, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 8, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 5, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 1, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 1, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 28, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 15, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 14, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 18, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 18, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 7, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 15, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 13, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 14, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 5, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 27, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 27, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 10, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 9, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 25, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 22, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

ELTP offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ELTP workspace →

ELTP offering FAQ

When did ELTP last execute an offering?

Per SEC filings, ELITE PHARMACEUTICALS INC /NV/'s most recent priced offering document is a 8-K filed 2020-08-27. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ELTP last announce or register an offering?

The most recent registration is a S-3 filed 2020-07-15. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.