DSWL offering history
Every offering-related filing in DESWELL INDUSTRIES INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 338 filings back to Nov 1, 2000.
| Date | Filing | What it means | |
|---|---|---|---|
| Feb 15, 2001 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Feb 7, 2001 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jan 10, 2001 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Nov 1, 2000 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
DSWL offering FAQ
When did DSWL last execute an offering?
No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 338 filings EDGAR returns for DESWELL INDUSTRIES INC, reviewed back to 2000-11-01.
When did DSWL last announce or register an offering?
The most recent registration is a F-3/A filed 2001-02-07. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.