Offerings // Dominari Holdings Inc.

DOMH offering history

Every offering-related filing in Dominari Holdings Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to May 14, 2008.

Last executed offering

Feb 12, 2025

8-K — priced deal (shares or notes)

Last registration (announced)

Aug 28, 2025

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 12, 2025	RW →	WITHDRAWN	Registration withdrawn
Aug 28, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 28, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 21, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 12, 2025	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 12, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 23, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 13, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 1, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 1, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 21, 2021	RW →	WITHDRAWN	Registration withdrawn
Feb 18, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 18, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 16, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 11, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 26, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 17, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 18, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 12, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 8, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 11, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 15, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Apr 15, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 10, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 4, 2020	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Mar 3, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 28, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 27, 2020	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 31, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Aug 9, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 7, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 31, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 16, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Mar 15, 2018	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 19, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 9, 2018	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 20, 2017	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 18, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 18, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 18, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

DOMH offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DOMH workspace →

DOMH offering FAQ

When did DOMH last execute an offering?

Per SEC filings, Dominari Holdings Inc.'s most recent priced offering document is a 8-K filed 2025-02-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DOMH last announce or register an offering?

The most recent registration is a S-3 filed 2025-08-28. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.