Offerings // DLH Holdings Corp.

DLHC offering history

Every offering-related filing in DLH Holdings Corp.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to May 5, 2004.

Last executed offering

Dec 14, 2022

8-K — priced deal (shares or notes)

Last registration (announced)

Jun 4, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 15, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 4, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 9, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 30, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 14, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 15, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 2, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 1, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 23, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 8, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 23, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 20, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 17, 2017	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 3, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 4, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 22, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 18, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 10, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jul 1, 2016	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 6, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 18, 2013	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 15, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 31, 2012	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 13, 2012	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 29, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 21, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 17, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 3, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 2, 2012	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 1, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 26, 2012	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 16, 2012	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 28, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 7, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 5, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 6, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 23, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 11, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 15, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Nov 5, 2009	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)

DLHC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full DLHC workspace →

DLHC offering FAQ

When did DLHC last execute an offering?

Per SEC filings, DLH Holdings Corp.'s most recent priced offering document is a 8-K filed 2022-12-14. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did DLHC last announce or register an offering?

The most recent registration is a S-3 filed 2026-06-04. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.