Offerings // CAPITAL SOUTHWEST CORP

CSWC offering history

Every offering-related filing in CAPITAL SOUTHWEST CORP’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,004 filings back to Feb 4, 2010.

Last executed offering

Sep 10, 2025

424B2 — priced deal (shares or notes)

Last registration (announced)

None found

in filings back to Feb 4, 2010

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Aug 7, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 19, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 2, 2026	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 3, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 10, 2025	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 9, 2025	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 9, 2025	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Aug 7, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 20, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 20, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 6, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 5, 2024	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 4, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 30, 2024	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 29, 2024	RW →	WITHDRAWN	Registration withdrawn
Oct 29, 2024	RW →	WITHDRAWN	Registration withdrawn
Aug 6, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 21, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 30, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 31, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 8, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 7, 2023	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 7, 2023	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Jun 7, 2023	FWP →	MARKETING	Free-writing prospectus — offering being marketed
May 23, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 31, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 15, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 14, 2022	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 1, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 2, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 24, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 1, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 5, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 4, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Nov 4, 2021	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Nov 2, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 29, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 25, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 24, 2021	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Aug 24, 2021	FWP →	MARKETING	Free-writing prospectus — offering being marketed

CSWC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CSWC workspace →

CSWC offering FAQ

When did CSWC last execute an offering?

Per SEC filings, CAPITAL SOUTHWEST CORP's most recent priced offering document is a 424B2 filed 2025-09-10. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CSWC last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2010-02-04.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.