Offerings // Cohen & Co Inc.

COHN offering history

Every offering-related filing in Cohen & Co Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Sep 20, 2006.

Last executed offering

Feb 20, 2026

424B5 — priced deal (shares or notes)

Last registration (announced)

May 18, 2026

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 2, 2026	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 18, 2026	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 20, 2026	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 6, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 2, 2024	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 26, 2023	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 5, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 8, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Dec 2, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Nov 10, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Nov 10, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 5, 2020	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 23, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 31, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 10, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 14, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 4, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 14, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 27, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 27, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jan 17, 2014	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 11, 2013	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 24, 2013	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 25, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 13, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 31, 2012	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 28, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 26, 2011	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 11, 2011	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jan 13, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 25, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
May 24, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 29, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 4, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 4, 2007	424B7 →	UPDATE	Resale prospectus — existing holders registering to sell
Oct 5, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 2, 2007	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 13, 2007	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 20, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 20, 2007	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)

COHN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full COHN workspace →

COHN offering FAQ

When did COHN last execute an offering?

Per SEC filings, Cohen & Co Inc.'s most recent priced offering document is a 424B5 filed 2026-02-20. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did COHN last announce or register an offering?

The most recent registration is a S-3 filed 2026-05-18. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.