Offerings // CLARIVATE PLC

CLVT offering history

Every offering-related filing in CLARIVATE PLC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 674 filings back to Jan 14, 2019.

Last executed offering

Dec 1, 2021

8-K — priced deal (shares or notes)

Last registration (announced)

Nov 4, 2025

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 4, 2025	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Dec 1, 2022	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Dec 1, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 13, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Sep 9, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 12, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 9, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 1, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 11, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 11, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 10, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 10, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jun 9, 2021	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Jun 8, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 8, 2021	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
May 17, 2021	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 1, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 29, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 6, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 1, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 19, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 5, 2020	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 3, 2020	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Jun 3, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 1, 2020	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 12, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 12, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 2, 2020	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 7, 2020	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Feb 5, 2020	F-1MEF →	REGISTERED	F-1MEF registration — capacity to sell shares, not a sale yet
Feb 5, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 3, 2020	F-1 →	REGISTERED	F-1 registration — capacity to sell shares, not a sale yet
Dec 17, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 17, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 6, 2019	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Dec 4, 2019	F-1MEF →	REGISTERED	F-1MEF registration — capacity to sell shares, not a sale yet
Dec 4, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 2, 2019	F-1 →	REGISTERED	F-1 registration — capacity to sell shares, not a sale yet
Sep 9, 2019	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Sep 5, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CLVT offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CLVT workspace →

CLVT offering FAQ

When did CLVT last execute an offering?

Per SEC filings, CLARIVATE PLC's most recent priced offering document is a 8-K filed 2021-12-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CLVT last announce or register an offering?

The most recent registration is a S-3ASR filed 2025-11-04. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.