Offerings // CHS INC

CHSCO offering history

Every offering-related filing in CHS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 743 filings back to Dec 13, 1996.

Last executed offering

Jan 14, 2015

424B2 — priced deal (shares or notes)

Last registration (announced)

Mar 28, 2017

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 30, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 30, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 28, 2017	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 27, 2017	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 1, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 31, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 29, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Mar 2, 2016	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 25, 2016	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jan 14, 2015	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jan 13, 2015	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jan 13, 2015	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 10, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 9, 2014	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 8, 2014	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 26, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 25, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 21, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 10, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jun 26, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 20, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 6, 2014	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Mar 5, 2014	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Mar 4, 2014	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Mar 3, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 26, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 11, 2014	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 20, 2013	FWP →	MARKETING	Free-writing prospectus — offering being marketed
Sep 20, 2013	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Sep 19, 2013	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Sep 17, 2013	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 13, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 3, 2013	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 18, 2013	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Mar 1, 2010	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 26, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 24, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Feb 16, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jan 29, 2010	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 9, 2009	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

CHSCO offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CHSCO workspace →

CHSCO offering FAQ

When did CHSCO last execute an offering?

Per SEC filings, CHS INC's most recent priced offering document is a 424B2 filed 2015-01-14. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CHSCO last announce or register an offering?

The most recent registration is a S-1/A filed 2017-03-28. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.