Offerings // Comstock Holding Companies, Inc.

CHCI offering history

Every offering-related filing in Comstock Holding Companies, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 818 filings back to Aug 13, 2004.

Last executed offering

Jun 13, 2022

8-K — priced deal (shares or notes)

Last registration (announced)

May 23, 2014

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jun 13, 2022	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Apr 30, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 23, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 19, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 28, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 18, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 4, 2016	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 1, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 18, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 23, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 22, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 6, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 23, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 12, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Mar 20, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 15, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 17, 2010	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 7, 2006	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jul 7, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 6, 2006	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 23, 2006	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
May 25, 2006	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
May 10, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 17, 2005	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Jun 17, 2005	424B4 →	EXECUTED	Final prospectus — offering priced (typical for IPOs and marketed share deals)
Jun 16, 2005	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jun 3, 2005	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 23, 2005	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Dec 15, 2004	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 14, 2004	S-1MEF →	REGISTERED	S-1MEF registration — capacity to sell shares, not a sale yet
Dec 9, 2004	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Dec 7, 2004	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 24, 2004	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 15, 2004	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 29, 2004	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 1, 2004	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 13, 2004	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

CHCI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CHCI workspace →

CHCI offering FAQ

When did CHCI last execute an offering?

Per SEC filings, Comstock Holding Companies, Inc.'s most recent priced offering document is a 8-K filed 2022-06-13. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CHCI last announce or register an offering?

The most recent registration is a S-3 filed 2014-05-23. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.