Offerings // CALAMOS GLOBAL TOTAL RETURN FUND

CGO offering history

Every offering-related filing in CALAMOS GLOBAL TOTAL RETURN FUND’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 405 filings back to Mar 31, 2004.

Last executed offering

Mar 5, 2021

424B5 — priced deal (shares or notes)

Last registration (announced)

None found

in filings back to Mar 31, 2004

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Oct 3, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 2, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 19, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 3, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 30, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 26, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 5, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 1, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 27, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 30, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 26, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 11, 2008	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin

CGO offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full CGO workspace →

CGO offering FAQ

When did CGO last execute an offering?

Per SEC filings, CALAMOS GLOBAL TOTAL RETURN FUND's most recent priced offering document is a 424B5 filed 2021-03-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did CGO last announce or register an offering?

No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2004-03-31.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.