CDXS offering history
Every offering-related filing in CODEXIS, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Oct 12, 2007.
| Date | Filing | What it means | |
|---|---|---|---|
| Jul 24, 2026 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jul 23, 2026 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 14, 2024 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| May 14, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 2, 2024 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Feb 13, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 4, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| May 7, 2021 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| May 7, 2021 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 3, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Dec 2, 2020 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Nov 6, 2019 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Jun 20, 2019 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Dec 6, 2018 | S-3ASR → | REGISTERED | Automatic shelf registration — effective immediately (large filers) |
| Apr 9, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 5, 2018 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 10, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Apr 6, 2017 | 424B5 → | EXECUTED | Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm) |
| Jan 10, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Dec 27, 2016 | S-3/A → | REGISTERED | S-3/A registration — capacity to sell shares, not a sale yet |
| Dec 9, 2016 | S-3 → | REGISTERED | S-3 registration — capacity to sell shares, not a sale yet |
| Sep 12, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 13, 2012 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Apr 22, 2010 | 424B1 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Apr 21, 2010 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 16, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 5, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 31, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Mar 26, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 26, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 17, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Feb 1, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 14, 2010 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Dec 28, 2009 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Sep 3, 2008 | RW → | WITHDRAWN | Registration withdrawn |
| Aug 4, 2008 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Apr 14, 2008 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
CDXS offering FAQ
When did CDXS last execute an offering?
Per SEC filings, CODEXIS, INC.'s most recent priced offering document is a 424B5 filed 2026-07-24. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did CDXS last announce or register an offering?
The most recent registration is a S-3 filed 2024-05-02. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.