Offerings // BGC Group, Inc.

BGC offering history

Every offering-related filing in BGC Group, Inc.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to Jun 24, 2011.

Last executed offering

Aug 12, 2022

424B5 — priced deal (shares or notes)

Last registration (announced)

Nov 10, 2025

S-3ASR — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Nov 10, 2025	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 27, 2025	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 26, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 8, 2024	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 26, 2024	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 23, 2024	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 19, 2023	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Sep 22, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 22, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 11, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 11, 2023	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 10, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 10, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 30, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 30, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 24, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 24, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 24, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Feb 24, 2023	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 12, 2022	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 3, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 8, 2022	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 14, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 8, 2021	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 2, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 28, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 28, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 20, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 9, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 8, 2020	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 16, 2019	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Oct 28, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Oct 24, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 3, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 3, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 27, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 18, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Aug 10, 2018	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 10, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 9, 2018	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)

BGC offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full BGC workspace →

BGC offering FAQ

When did BGC last execute an offering?

Per SEC filings, BGC Group, Inc.'s most recent priced offering document is a 424B5 filed 2022-08-12. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did BGC last announce or register an offering?

The most recent registration is a S-3ASR filed 2025-11-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.