Offerings // ANAVEX LIFE SCIENCES CORP.

AVXL offering history

Every offering-related filing in ANAVEX LIFE SCIENCES CORP.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 599 filings back to Jan 13, 2005.

Last executed offering

Jul 25, 2025

424B5 — priced deal (shares or notes)

Last registration (announced)

Jul 14, 2025

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 25, 2025	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 23, 2025	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 14, 2025	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jul 29, 2024	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 7, 2023	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 24, 2021	S-3ASR →	REGISTERED	Automatic shelf registration — effective immediately (large filers)
Jun 24, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Feb 16, 2021	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 2, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 1, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
May 1, 2020	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 20, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 16, 2019	AW →	WITHDRAWN	Registration withdrawn
Sep 13, 2019	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 13, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 15, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 3, 2019	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Jun 12, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 18, 2019	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Jul 6, 2018	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Sep 7, 2017	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 12, 2017	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
May 26, 2017	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Sep 12, 2016	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 6, 2016	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Aug 31, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 26, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 18, 2016	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 26, 2015	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 26, 2015	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 8, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 8, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 25, 2015	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 24, 2015	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 5, 2015	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Oct 23, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 22, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 24, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jul 23, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 10, 2014	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

AVXL offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full AVXL workspace →

AVXL offering FAQ

When did AVXL last execute an offering?

Per SEC filings, ANAVEX LIFE SCIENCES CORP.'s most recent priced offering document is a 424B5 filed 2025-07-25. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did AVXL last announce or register an offering?

The most recent registration is a S-3 filed 2025-07-14. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.