Offerings // AURA SYSTEMS INC

AUSI offering history

Every offering-related filing in AURA SYSTEMS INC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 526 filings back to Jul 17, 1995.

Last executed offering

Oct 4, 2018

8-K — priced deal (shares or notes)

Last registration (announced)

Dec 23, 2011

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Oct 4, 2018	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 8, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Feb 1, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 25, 2017	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jul 1, 2013	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jan 12, 2012	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 30, 2011	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 23, 2011	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Nov 30, 2011	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Sep 27, 2011	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
May 21, 2008	RW →	WITHDRAWN	Registration withdrawn
Feb 6, 2006	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Sep 20, 2004	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Aug 15, 2001	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jun 15, 2001	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Mar 29, 2001	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Oct 24, 2000	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 20, 2000	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Oct 6, 2000	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 23, 2000	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Jul 31, 1998	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 25, 1998	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Apr 14, 1998	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 24, 1998	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 29, 1997	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Dec 4, 1997	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 4, 1997	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 19, 1997	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Jan 8, 1997	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Feb 29, 1996	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet

AUSI offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes — EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full AUSI workspace →

AUSI offering FAQ

When did AUSI last execute an offering?

Per SEC filings, AURA SYSTEMS INC's most recent priced offering document is a 8-K filed 2018-10-04. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did AUSI last announce or register an offering?

The most recent registration is a S-1/A filed 2011-12-23. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.