Dilution profile // every instrument, one screen, from SEC filings

Aquestive Therapeutics, Inc. (AQST)

CIK 1398733 · all EDGAR filings →

Overall dilution risk
MEDIUMworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
MEDIUM$1.1M registered
= total registered offering amount from the fee exhibits of live registrations (bands: $1M / $20M)
one or more live registrations had no structured fee data, so the true total is AT LEAST this
Overhead supply
LOWwarrants = 0% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
MEDIUM+88% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
a reverse-split-sized cliff is in this window; read the chart
Cash need
MEDIUM~22.5 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2020-11-022026-08-07

Latest: 125.5M shares as of Aug 7, 2026 (10-Q). Share count fell from 61.73B to 66.8M between Aug 4, 2023 and Nov 3, 2023, a pattern consistent with a reverse split (roughly 1-for-925); simultaneous issuance can skew the raw ratio, so confirm in the filings. The red bar marks the cliff.

Cash runway

Funded — but tight

~23 months of cash · watch

Full breakdown: cash runway tool · source filing →

Warrants

TrancheWarrantsExercise priceTermNotes
Existing Warrants5.0M$0.96
Pre Funded Warrants4.0Mnot tagged
New Warrants2.2M$0.96FV $4.7M
First Additional Warrant Offering2.1Mnot tagged
Common Stock Warrants375,000$4
Tranche A Warrant230,271$4.185yFV $663,000

Tranches exactly as the company dimensioned them in its 10-Q filed Aug 11, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 375,000 underlying shares, as reported Mar 3, 2026 (10-Q).

Reported exercise price: $0.0001 (aggregate figure as tagged; individual tranches vary).

Balance-sheet fair value of warrants: $916,000 as of Jun 30, 2026.

Rough fully diluted estimate: 125.9M = 125.5M O/S + 375,000 warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

NotePrincipalCarryingConv. priceRateIf converted
Senior Secured Notes 13.5 Due November 12028$45.0M$55.0Mnot tagged13.5%

Notes exactly as the company dimensioned them in its 10-Q filed Aug 11, 2026. Principal is face amount as tagged, not what remains after repurchases unless the filer updated the tag. A note the filer did not dimension is absent here, not absent from the balance sheet; the exhibits stay the ground truth.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding125.5MAug 7, 2026
+ Existing Warrants (if exercised)5.0MAug 1, 2023
+ Pre Funded Warrants (if exercised)4.0MJun 30, 2022
+ New Warrants (if exercised)2.2MJun 30, 2026
+ First Additional Warrant Offering (if exercised)2.1MJul 15, 2019
+ Common Stock Warrants (if exercised)375,000Mar 3, 2026
+ Tranche A Warrant (if exercised)230,271May 12, 2026
Fully diluted estimate139.5M+11.1% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

Registered offering capacity on live registrations: $1.1Mfrom the structured fee exhibits; registered is not remaining, takedowns are not subtracted

S-3Jun 26, 2026$1.1M registeredfiling →
S-3Apr 3, 2024no structured fee exhibit in this filing (predates fee-data XBRL or fee deferred)filing →
S-3Sep 21, 2023no structured fee exhibit in this filing (predates fee-data XBRL or fee deferred)filing →

Last 12 months: 3 executed · 1 registered.

UPDATEJul 9, 2026Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEJul 8, 2026SEC declared a registration effective — selling can beginEFFECT
REGISTEREDJun 26, 2026S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDMay 13, 2026Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDMar 4, 2026Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDAug 14, 2025Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDApr 24, 2024Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EXECUTEDApr 24, 2024Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EFFECTIVEApr 23, 2024SEC declared a registration effective — selling can beginEFFECT
REGISTEREDApr 3, 2024S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDMar 21, 2024Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDMar 19, 2024Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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