Dilution profile // every instrument, one screen, from SEC filings

Root, Inc. (ROOT)

CIK 1788882 · all EDGAR filings →

Overall dilution risk
HIGHworst of 2 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
not every sub-rating was computable; treat as a floor
Offering ability
HIGHS-1MEF on file 2020-10-28
= is there a registration (S-1/S-3 family) on file without a later withdrawal
no structured fee data on the live registrations, so this is a yes/no, not a size
Overhead supply
NOT COMPUTEDno warrant count tagged in XBRL
= warrant shares outstanding divided by current shares outstanding
absence of a tag is not proof of absence of warrants
Historical dilution
NOT COMPUTEDunder 3 years of share history on file
= share count now vs 3 years ago
Cash need
LOWoperating cash flow positive
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

Fewer than two cover-page share counts on file, so there is no history to chart.

Cash runway

Self-funding

profitable · generates cash

Full breakdown: cash runway tool · source filing →

Warrants

TrancheWarrantsExercise priceTermNotes
Long Term Warrant1.4M$180

Tranches exactly as the company dimensioned them in its 10-Q filed Aug 5, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 2.8M underlying shares, as reported Dec 31, 2020 (10-K).

Reported exercise price: $0.0001 (aggregate figure as tagged; individual tranches vary).

Balance-sheet fair value of warrants: $36.3M as of Sep 30, 2020.

Convertible notes

No convertible-note facts tagged in the 10-Q filed Aug 5, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Registrations and offerings

Last 12 months: 0 executed · 0 registered.

EXECUTEDJan 27, 2022Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDOct 1, 2021Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDAug 12, 2021Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDOct 30, 2020Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDOct 29, 2020Final prospectus — offering priced (typical for IPOs and marketed share deals)424B4
REGISTEREDOct 28, 2020S-1MEF registration — capacity to sell shares, not a sale yetS-1MEF
REGISTEREDOct 27, 2020S-1/A registration — capacity to sell shares, not a sale yetS-1/A
EFFECTIVEOct 27, 2020SEC declared a registration effective — selling can beginEFFECT
REGISTEREDOct 26, 2020S-1/A registration — capacity to sell shares, not a sale yetS-1/A
REGISTEREDOct 20, 2020S-1/A registration — capacity to sell shares, not a sale yetS-1/A
REGISTEREDOct 5, 2020S-1 registration — capacity to sell shares, not a sale yetS-1

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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