Dilution profile // every instrument, one screen, from SEC filings

Eton Pharmaceuticals, Inc. (ETON)

CIK 1710340 · all EDGAR filings →

Overall dilution risk
HIGHworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
HIGHS-3 on file 2023-04-07
= is there a registration (S-1/S-3 family) on file without a later withdrawal
no structured fee data on the live registrations, so this is a yes/no, not a size
Overhead supply
LOWwarrants = 1% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
LOW+7% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
Cash need
LOWoperating cash flow positive
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2020-11-022026-05-12

Latest: 27.4M shares as of May 12, 2026 (10-Q).

Cash runway

Self-funding

generates cash

Full breakdown: cash runway tool

Warrants

TrancheWarrantsExercise priceTermNotes
SWK Warrants Debt Tranche3289,736$5.32
SWK Warrants Debt Tranche151,239$5.86
SWK Warrants Debt Tranche218,141$6.62

Tranches exactly as the company dimensioned them in its 10-Q filed May 14, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 359,116 underlying shares, as reported Dec 31, 2024 (10-K).

Reported exercise price: $5.46 (aggregate figure as tagged; individual tranches vary).

Balance-sheet fair value of warrants: $1.2M as of Sep 30, 2024.

Rough fully diluted estimate: 27.8M = 27.4M O/S + 359,116 warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

No convertible-note facts tagged in the 10-Q filed May 14, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding27.4MMay 12, 2026
+ SWK Warrants Debt Tranche3 (if exercised)289,736Mar 31, 2026
+ SWK Warrants Debt Tranche1 (if exercised)51,239Mar 31, 2026
+ SWK Warrants Debt Tranche2 (if exercised)18,141Mar 31, 2026
Fully diluted estimate27.8M+1.3% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

Last 12 months: 0 executed · 0 registered.

EXECUTEDDec 12, 2024Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDApr 18, 2024Unregistered share sale disclosed (8-K item 3.02)8-K
EFFECTIVEMay 2, 2023SEC declared a registration effective — selling can beginEFFECT
REGISTEREDApr 7, 2023S-3 registration — capacity to sell shares, not a sale yetS-3
UPDATEApr 9, 2021Prospectus update — often a resale registration, not necessarily new capital424B3
UPDATEApr 7, 2021Prospectus update — often a resale registration, not necessarily new capital424B3
EXECUTEDOct 15, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDOct 13, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EFFECTIVEAug 25, 2020SEC declared a registration effective — selling can beginEFFECT
REGISTEREDJul 31, 2020S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDMar 30, 2020Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDMar 30, 2020Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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