Item 5. Other Information
Item 5. Other Information.
During the quarterly period ended September 30,
2025, none of our directors or officers (as defined in Rule 16a-1(f) promulgated under the Exchange Act) adopted or terminated any “Rule
10b5-1 trading arrangement” or any “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation
S-K.
32
Item 6. Exhibits.
The following exhibits are filed as part of,
or incorporated by reference into, this Form 10-Q.
Exhibit
Incorporated
by Reference
Number
Description
Form
Exhibit
Filing
Date
2.1
Agreement
and Plan of Merger and Reorganization, dated as of May 28, 2025, by and among Zeo Energy Corp., Heliogen, Inc., Hyperion Merger Corp.
and Hyperion Acquisition LLC
8-K
2.1
May 29, 2025
3.1
Certificate
of Incorporation of Zeo Energy Corp.
8-K
3.1
March 20, 2024
3.2
Bylaws
of Zeo Energy Corp.
8-K
3.2
March 20, 2024
10.1
Form
of Voting and Support Agreement.
8-K
10.1
May 29, 2025
31.1*
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2*
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1**
Certification of Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2**
Certification of Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS
Inline XBRL Instance Document
101.SCH
Inline XBRL Taxonomy Extension
Schema Document.
101.CAL
Inline XBRL Taxonomy Extension
Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension
Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy Extension
Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy Extension
Presentation Linkbase Document.
104
Cover Page Interactive
Data File (formatted as Inline XBRL and contained in Exhibit 101).
*
Filed herewith.
**
Furnished herewith.
33
SIGNATURES
Pursuant to the requirements
of Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto
duly authorized.
ZEO Energy
Corp.
Date: November 14, 2025
/s/ Timothy
Bridgewater
Name:
Timothy Bridgewater
Title:
Chief Executive Officer
Date: November 14, 2025
/s/ Cannon
Holbrook
Name:
Cannon Holbrook
Title:
Chief Financial Officer
34
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.