Item 5. Other Information
Item
5. Other Information
None.
51
Item
6. Exhibits
The
exhibits listed below are filed as part of this quarterly report on Form 10-Q.
Index
to Exhibits
Incorporated
by Reference
(Unless
Otherwise Indicated)
Exhibit
Number
Exhibit
Title
Form
File
Exhibit
Filing
Date
3.1
Certificate of Incorporation
S-1
333-282621
3.1
October
11, 2024
3.2
Bylaws
S-1
333-282621
3.2
October
11, 2024
4.1
Specimen Stock Certificate
S-1
333-282621
4.1
October
11, 2024
10.1
Settlement Agreement dated April 23, 2025 by and between TEN Holdings, Inc. and Sunpeak Holdings Corporation
8-K
001-42515
99.1
May
2, 2025
10.2
Purchase Agreement, dated as of June 23, 2025, between TEN Holdings, Inc. and Lincoln Park Capital Fund, LLC.
8-K
001-42515
10.1
June
24, 2025
10.3
Registration Rights Agreement, dated as of June 23, 2025, between TEN Holdings, Inc. and Lincoln Park Capital Fund, LLC.
8-K
001-42515
10.2
June
24, 2025
10.4
Employment Agreement by and between the Company and Virgilio D. Torres
8-K
001-42515
10.1
July
1, 2025
10.5
Indemnification Agreement by and between the Company and Virgilio D. Torres
8-K
001-42515
10.2
July
1, 2025
10.6
Market Awareness Agreement, dated as of June 27, 2025, between TEN Holdings, Inc. and MicroCap Advisory, LLC
8-K
001-42515
10.1
August
8, 2025
31.1
Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
-
-
-
Filed
herewith
31.2
Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
-
-
-
Filed
herewith
32.1*
Certification of Principal Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
-
-
-
Furnished
herewith
32.2*
Certification of Principal Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
-
-
-
Furnished
herewith
101.INS
Inline XBRL Instance
Document
-
-
-
Filed
herewith
101.SCH
Inline XBRL Taxonomy
Extension Schema Document
-
-
-
Filed
herewith
101.CAL
Inline XBRL Taxonomy
Extension Calculation Linkbase Document
-
-
-
Filed
herewith
101.DEF
Inline XBRL Taxonomy
Extension Definition Linkbase Document
-
-
-
Filed
herewith
101.LAB
Inline XBRL Taxonomy
Extension Label Linkbase Document
-
-
-
Filed
herewith
101.PRE
Inline XBRL Taxonomy
Extension Presentation Linkbase Document
-
-
-
Filed
herewith
104
Cover Page Interactive
Data File (formatted as Inline XBRL and contained in Exhibit 101)
-
-
-
Filed
herewith
*
In accordance with Item
601(b)(32)(ii) of Regulation S-K and SEC Release No. 34-47986, the certifications furnished in Exhibits 32.1 and 32.2 herewith are
deemed to accompany this Form 10-Q and will not be deemed filed for purposes of Section 18 of the Exchange Act. Such certifications
will not be deemed to be incorporated by reference into any filings under the Securities Act or the Exchange Act.
52
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Date:
August 14, 2025
TEN Holdings, Inc.
By:
/s/ Randolph
Wilson Jones III
Randolph Wilson Jones III
CEO and Director
53
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.