Item 3. Legal Proceedings
ITEM 3. LEGAL PROCEEDINGS
We may be subject to reviews, inspections and investigations by federal
regulators including, but not limited to, the SEC, Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), Financial
Industry Regulatory Authority (FINRA), state and foreign regulators, as well as legal proceedings arising in the ordinary course of business.
See Note 14 to our Consolidated Financial Statements for additional information regarding actual and potential claims brought by investors
in our WisdomTree WTI Crude Oil 3x Daily Leveraged ETP totaling approximately €23.6 million ($27.8 million), including appealed claims
for total damages of €15.2 million ($17.9 million).
ITEM 4. MINE SAFETY DISCLOSURES
Not applicable.
PART II
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.