Item 1. Legal Proceedings
ITEM 1.
LEGAL PROCEEDINGS
We may be subject to reviews, inspections and
investigations by federal regulators including, but not limited to, the SEC, Commodity Futures Trading Commission (CFTC), National Futures
Association (NFA), Financial Industry Regulatory Authority (FINRA), state and foreign regulators, as well as legal proceedings arising
in the ordinary course of business. See Note 14 to our Consolidated Financial Statements for additional information regarding (1) a $4.0
million civil money penalty in connection with the SEC ESG Settlement and (2) actual and potential claims brought by investors in our
WisdomTree WTI Crude Oil 3x Daily Leveraged ETP totaling approximately €27.5 million ($30.7 million), including an appealed claim
for total damages of €7.8 million ($8.7 million).
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.