1 unchanged sentence
The exhibits listed on the Exhibit Index immediately preceding such exhibits, which is incorporated herein by reference, are filed or furnished as part of this Quarterly Report on Form 10-Q.
+Added: Agreement and Plan of Merger, dated May 16, 2021, by and among the registrant, Aadi Bioscience, Inc.
+Added: and Aspen Merger Subsidiary, Inc.
+Added: (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-38560) filed with the SEC on May 17, 2021)
+Added: Amendment to the Amended and Restated By-laws of Aerpio Pharmaceuticals, Inc.
+Added: (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-38560) filed with the SEC on May 17, 2021)
+Added: Second Amendment to Employment Agreement dated January 31, 2021, by and between the Registrant and Joseph Gardner (incorporated herein by reference to Exhibit 10.1 to the Registrant’s Form 8-K filed with the Securities and Exchange Commission on February 1, 2021 (File No.
+Added: Transitional Services and Separation Agreement dated February 9, 2021, by and between the Registrant and Kevin G.
+Added: Peters (incorporated herein by reference to Exhibit 10.1 to the Registrant’s Form 8-K filed with the Securities and Exchange Commission on February 16, 2021 (File No.
+Added: Amendment to Transitional Services Agreement, dated April 1, 2021, by and between the Registrant and Kevin G.
+Added: Peters (incorporated herein by reference to Exhibit 10.
+Added: 1 to the Registrant’s Form 8-K filed with the Securities and Exchange Commission on April 1, 2021 (File No.
+Added: Consulting Services Agreement, dated April 1, 2021, by and between the Registrant and Kevin G.
+Added: Peters (incorporated herein by reference to Exhibit 10.2 to the Registrant’s Form 8-K filed with the Securities and Exchange Commission on April 1, 2021 (File No.
+Added: Subscription Agreement, dated May 16, 2021, by and among the registrant and the investors party thereto (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K (File No.
+Added: 001-38560) filed with the SEC on May 17, 2021)
Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
XBRL Taxonomy Extension Presentation Linkbase Document
+Added: Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101.)
Filed herewith.
2 unchanged sentences
AERPIO PHARMACEUTICALS, INC.
−Removed: November 10, 2020
/s/ Joseph Gardner, Ph.D.
1 unchanged sentence
( Principal Executive Officer )
−Removed: November 10, 2020
/s/ Regina Marek
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.