Other Information
−Removed: During the three months ended September 30, 2023, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
+Added: Except as set forth below, during the three months ended March 31, 2024, none of the Company’s directors or officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) adopted or terminated a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement (as such terms are defined in Item 408 of Regulation S-K).
+Added: On March 18, 2024 , Mr.
+Added: Christopher Pledger , the Company’s Chief Financial Officer , entered into a Rule 10b5-1 trading arrangement (the “10b5-1 Plan”) to sell up to 30,000 shares of the Company’s common stock during the period starting 90 days after the date of the 10b5-1 Plan and ending on March 31, 2025 , subject to certain conditions.
Incorporated by Reference
4 unchanged sentences
August 29, 2022
−Removed: Amended and Restated Investor Rights Agreement, dated as of June 29, 2023, by and among Westrock Coffee Company, Westrock Group, LLC, The Stephens Group, LLC, Sowell Westrock, L.P., BBH Capital Partners V, L.P., BBH Capital Partners V-A, L.P., BBH CPV WCC Co-Investment LLC, Riverview Sponsor Partners, LLC and HF Direct Investments Pool, LLC
−Removed: Subscription Agreement, dated June 29, 2023, by and between Westrock Coffee Company and HF Direct Investments Pool, LLC
+Added: Form of Convertible Note of Westrock Coffee Company, dated February 15, 2024
+Added: February 15, 2024
Amendment No.
−Removed: 2, dated as of June 30, 2023, among Westrock Beverage Solutions, LLC, as the borrower, the lenders party thereto and Wells Fargo Bank, N.A., as administrative agent.
+Added: 3, dated as of f 15, 2024, among Westrock Beverage Solutions, LLC, as the borrower, the lenders party thereto and Wells Fargo Bank, N.A., as administrative agent
+Added: February 15, 2024
+Added: Westrock Coffee Company Deferred Compensation Plan for Non-Employee Directors
+Added: March 15, 2024
+Added: Form of Restricted Stock Unit Award Agreement
Chief Executive Officer—Certification pursuant to Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
Westrock Coffee Company
−Removed: November 9, 2023
Christopher Pledger
2 unchanged sentences
(Principal Financial Officer)
−Removed: November 9, 2023
/s/ Blake Schuhmacher
3 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.