Item 5. Other Information
ITEM 5. OTHER INFORMATION
During the three months ended March 31, 2026 , no director or officer, as defined in Rule 16a - 1 (f) under the Securities Exchange Act of 1934, as amended, of the Company adopted or terminated a "Rule 10b5 - 1 trading arrangement" or "non-Rule 10b5 - 1 trading arrangement," as each term is defined in Item 408 (a) of Regulation S-K.
86
Table of Contents
ITEM 6. EXHIBITS
Exhibit
Incorporated by Reference
Number
Description
Form
File No.
Exhibit
Filing Date
3.1.1
Amended and Restated Certificate of Incorporation of the Registrant.
8-K
001-38677
3.1
10/1/2018
3.1.2
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. (effective 11/16/20)
8-K
001-38677
3.1
11/17/2020
3.1.2A
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. (effective 09/30/22)
8-K
001-38677
3.1
9/20/2022
3.1.2B
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. (filed 08/01/23, effective 08/17/23)
8-K
001-38677
3.1
8/4/2023
3.1.2C
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (filed 07/11/2024, effective 07/15/2024)
8-K
001-38677
3.1
7/12/2024
3.1.2D
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (effective 1/13/2025)
10-K
001-38677
3.1
3/31/2025
3.1.2E
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (effective 8/15/2025)
8-K
001-38677
3.1
8/15/2025
3.1.2F
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (effective 10/17/2025)
10-Q
001-38677
3.1.3E
11/13/2025
3.1.3
Certificate of Designation of Series A Preferred Stock.
8-K
001-38677
3.2
1/13/2023
3.1.3A
Certificate of Designation of Series B Preferred Stock.
8-K
001-38677
3.1
5/13/2025
3.1.3B
Certificate of Designation of Series C-1 Preferred Stock
10-K
001-38677
3.1.3B
3/31/2026
3.1.3C
Certificate of Amendment of Certificate of Designations of Series C-1 Preferred Stock
10-K
001-38677
3.1.3C
3/31/2026
3.1.3D
Certificate of Designation of Series C-2 Preferred Stock
8-K
001-38677
3.1
4/23/2026
3.1.3E
Certificate of Designation of Series D Preferred Stock
8-K
001-38677
3.2
04/23/2026
3.1.3F
Certificate of Designation of Series J Preferred Stock
8-K
001-38677
3.1
2/12/2026
3.1.3G
Certificate of Correction of Certificate of Designation of Series J Preferred Stock
8-K
001-38677
3.2
2/12/2026
3.1.3H
Certificate of Designation of Series X Convertible Preferred Stock.
8-K
001-38677
3.1
1/13/2023
3.2.1
Amended and Restated Bylaws of the Registrant.
8-K
001-38677
3.2
10/1/2018
3.2.2
Amendment to Amended and Restated Bylaws of the Registrant.
8-K
001-38677
3.1
8/17/2022
10.1
Securities Purchase Agreement, dated February 6, 2026, by and among the Company and the investor signatory thereto
8-K
001-38677
10.1
2/6/2026
10.2
Securities Purchase Agreement, dated February 6, 2026 by and among the Company and SEG Jets LLC
8-K
001-38677
10.2
2/6/2026
10.3
Registration Rights Agreement, dated February 6, 2026 by and among the Company and the investor signatory thereto
8-K
001-38677
10.3
2/6/2026
10.4
Series J Exchange Agreement dated February 12, 2026 between the Company and David A. Jenkins
8-K
001-38677
10.1
2/12/2026
10.5
Series J Exchange Agreement dated February 12, 2026 between the Company and FatBoy Capital, L.P.
8-K
001-38677
10.2
2/12/2026
10.6
Securities Purchase Agreement, dated March 9, 2026, by and among the Company and the investors signatory thereto
8-K
001-38677
10.1
3/9/2026
87
Table of Contents
10.7
Stock Purchase Agreement, dated March 9, 2026, by and among the Company and the investors signatory thereto
8-K
001-38677
10.1
3/9/2026
10.8
Registration Rights Agreement, dated March 9, 2026, by and among the investors signatory thereto
10-K
001-38677
10.14.5
3/31/2026
10.9*
Secured Promissory Note dated February 27, 2025 by and between Creatd, Inc. and Marc Sellouk
10.10*
Exclusive Aircraft Dry Lease Agreement dated September 9, 2025 by and between SEG Jets, LLC and Ponderosa Air, LLC
10.11*
Exclusive Aircraft Dry Lease Agreement dated February 11, 2026 by and between SEG Jets, LLC and Ponderosa Air, LLC
10.12*
Exclusive Aircraft Dry Lease Agreement dated March 16, 2026 by and between SEG Jets, LLC and Ponderosa Air, LLC
10.13*
Form of Unsecured 10% Discount Convertible Note by and among Flewber Global, Inc. and the holders thereto
10.14*
Form of Unsecured Convertible Note by and among Flewber Global, Inc. and the holders thereto
10.15*
Form of Unsecured Subordinated Promissory Note by and among Flewber Global, Inc. and the holders thereto
31.1*
Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1*@
Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2*@
Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*
Inline XBRL Instance Document
101.SCH*
Inline XBRL Taxonomy Extension Schema Document
101.CAL*
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE*
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104*
Cover Page Interactive Data File (embedded within the Inline XBRL document).
*
Filed herewith.
@
The information in this exhibit is furnished and deemed not filed with the Securities and Exchange Commission for purposes of section 18 of the Exchange Act of 1934, as amended (Exchange Act), and is not to be incorporated by reference into any filing of Catheter Precision, Inc. under the Securities Act of 1933, as amended (Securities Act), or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
88
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
CATHETER PRECISION, INC.
(Registrant)
Date: May 18, 2026
By:
/s/ David A. Jenkins
David A. Jenkins
Executive Chairman of the Board and
Chief Executive Officer
(Principal Executive Officer)
Date: May 18, 2026
By:
/s/ Philip Anderson
Philip Anderson
Chief Financial Officer
(Principal Financial and Accounting Officer)
89