1 unchanged sentence
During the quarter, we did not sell any equity securities not registered under the Securities Act of 1933, as amended.
−Removed: Purchases of equity securities by the issuer and affiliated purchasers during the three months ended June 30, 2021 were as follows:
+Added: Purchases of equity securities by the issuer and affiliated purchasers during the three months ended September 30, 2021 were as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
7 unchanged sentences
Purchased Under the Plans (2)
−Removed: April 1, 2021 to April 30, 2021 2,696 $ 13.80 — 4,112,465
−Removed: May 1, 2021 to May 31, 2021 1,008 13.77 — 4,112,465
−Removed: June 1, 2021 to June 30, 2021 9,636 14.31 — 4,112,465
+Added: July 1, 2021 to July 31, 2021 2,073 $ 13.30 — 4,112,465
+Added: August 1, 2021 to August 31, 2021 7,937 12.85 — 4,112,465
+Added: September 1, 2021 to September 30, 2021 — — — 4,112,465
Total 10,010 $ 12.95 —
2 unchanged sentences
The repurchase plan has no stated expiration date.
−Removed: No repurchase plans or programs expired or terminated during the three months ended June 30, 2021.
+Added: No repurchase plans or programs expired or terminated during the three months ended September 30, 2021.
(3) Articles of Incorporation and By-laws:
1 unchanged sentence
(3.2) By-laws of the Registrant, as amended and restated, incorporated herein by reference to Exhibit 3.1 to the Registrant’s Form 8-K Current Report filed on October 24, 2018.
−Removed: (4) Instruments Defining the Rights of Security Holders:
−Removed: (4.1) Base Indenture, dated May 28, 2021, by and between Valley National Bancorp and U.S.
−Removed: Bank National Association, incorporated herein by reference to Exhibit 4.1 to the Registrant’s Form 8-K Current Report filed on May 25, 2021.
−Removed: (4.2) First Supplemental Indenture, dated May 28, 2021, by and between Valley National Bancorp and U.S.
−Removed: Bank National Association, incorporated herein by reference to Exhibit 4.2 to the Registrant’s Form 8-K Current Report filed on May 25, 2021.
(10) Material Contracts:
−Removed: (10.1) Underwriting Agreement, dated as of May 25, 2021, by and among Valley National Bancorp, Valley National Bank, Piper Sandler & Co.
−Removed: and BofA Securities, Inc., incorporated herein by reference to Exhibit 1.1 to the Registrant’s Form 8-K Current Report filed on May 25, 2021.
+Added: (10.2) Agreement and Plan of Merger , dated as of September 22 , 2021, by and among Valley National Bancorp, Bank Leumi Le-Israel Corporation, a New York corporation and Volcano Merger Sub Corporation, a New York corporation and subsidiary of Valley , incorporated herein by reference to Exhibit 1.1 to the Registrant’s Form 8-K Current Report filed on September 2 7 , 2021.
(31.1) Certification of Ira Robbins, Chairman of the Board, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).*
11 unchanged sentences
/s/ Ira Robbins
−Removed: August 6, 2021 Ira Robbins
+Added: November 8, 2021 Ira Robbins
Chairman of the Board, President
2 unchanged sentences
/s/ Michael D.
−Removed: August 6, 2021 Michael D.
+Added: November 8, 2021 Michael D.
Senior Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.