Other Information
−Removed: During the three months ended June 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended September 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
(3) Articles of Incorporation and By-laws:
3 unchanged sentences
(10) Material Contracts:
−Removed: (10.1) Underwriting Agreement, dated July 29, 2024, by and among the Company, Valley National Bank, and Morgan Stanley & Co.
+Added: (10.1) Underwriting Agreement, dated July 29, 2024, by and among the Company, the Bank, and Morgan Stanley & Co.
LLC, BofA Securities, Inc., J.P.
Morgan Securities LLC, UBS Securities LLC, Wells Fargo Securities, LLC and Keefe, Bruyette & Woods, Inc., as representatives of the underwriters named therein, incorporated herein by reference to Exhibit 1.1 to the Company ’s Form 8-K Current Report filed on July 31, 2024.
+Added: (10.2) Underwriting Agreement, dated November 7, 2024, by and among the Company, the Bank and J.P.
+Added: Morgan Securities LLC, as representative of the Underwriters listed on Schedule A thereto, incorporated herein by reference to Exhibit 1.1 to the Company's Form 8-K Current Report filed on November 12, 2024.
(31.1) Certification of Ira Robbins, Chairman of the Board and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).*
8 unchanged sentences
** Furnished herewith.
−Removed: + Management contract and compensatory plan or arrangement.
Pursuant to the requirements of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
1 unchanged sentence
/s/ Ira Robbins
−Removed: August 8, 2024 Ira Robbins
+Added: November 12, 2024 Ira Robbins
Chairman of the Board and
2 unchanged sentences
/s/ Michael D.
−Removed: August 8, 2024 Michael D.
+Added: November 12, 2024 Michael D.
Senior Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.